SAN DIEGO, April 23, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Chris Mukoda, Brad Travis, Jr., CFP®, and David Crouse have joined LPL Financial's broker-dealer, RIA and custodial platforms, aligning with Momentum Wealth Partners, an existing firm supporting LPL- affiliated advisors. They reported serving approximately $415 million in advisory, brokerage and retirement plan assets*, and join LPL from PNC Investments. With the move, the team – which shares more than 75 ...

SAN DIEGO, April 22, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Clayton Ortloff has launched a new independent practice, Heritage Private Wealth, through affiliation with LPL Financial's supported independence model, LPL Strategic Wealth Services. He reported having served approximately $820 million in advisory, brokerage and retirement plan assets* and joins LPL from Merrill Lynch. Based in Midland, Texas, the father of three is a third generation Midlander with deep ...

SAN DIEGO, April 18, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Alejandro "Alex" De Leon and Robert "Bob" Gorman have joined LPL Financial's broker-dealer, RIA and custodial platforms. They reported having served approximately $200 million in advisory, brokerage and retirement plan assets*, and join LPL from Wells Fargo Advisors. Headquartered in Corpus Christi, Texas, De Leon and Gorman were colleagues in the same office for years before deciding to team up to start ...

SAN DIEGO, April 17, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Phil Eggers of Legacy Retirement Planning has joined LPL Financial's broker-dealer, RIA and custodial platforms. He reported serving approximately $170 million in advisory, brokerage and retirement plan assets* and joins LPL from Raymond James. Based in Plano, Texas, Eggers began his career as a financial advisor in 1990 and considers it an honor to manage the wealth for approximately 300 families. He work ...

SAN DIEGO, April 15, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Philip Nation, CFP®, ChFC™, CLU®, has joined LPL Financial's broker-dealer, RIA and custodial platforms, aligned with existing firm Founders Financial Alliance. He reported serving approximately $170 million in advisory, brokerage and retirement plan assets* and joins LPL from Ameriprise Financial. The Raleigh, N.C.- based advisor started his career in 1987, offering everything from insurance to education ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2023 Results Conference Call February 1, 2024 5:00 PM ET Company Participants Dan Arnold - President, Chief Executive Officer & Director Matt Audette - Principal Accounting Officer, CFO & Head of Business Operations Conference Call Participants Steven Chubak - Wolfe Research Alexander Blostein - Goldman Sachs Kyle Voigt - KBW Devin Ryan - JMP Securities Dan Fannon - Jefferies Ben Budish - Barclays Michael Cyprys - Morgan Stanley Michael Cho - JP Morgan Operator G ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or othe ...

财务数据和关键指标变化 - 总资产保持在1.2万亿美元,持续的有机增长被股市下跌所抵消 [22] - 第三季度有机净新资产为330亿美元,同比增长11% [22] - 过去12个月有机净新资产为970亿美元,同比增长约9% [4] - 第三季度招募资产为310亿美元,其中包括来自Bank of the West和Commerce Bank的120亿美元 [23] 各条业务线数据和关键指标变化 - 独立顾问市场继续保持强劲增长,招募了130亿美元资产 [7] - 新的联盟模式(如员工、战略财富、纯RIA)第三季度招募了50亿美元资产,过去12个月共招募了140亿美元 [9] - 银行和信用合作社市场持续贡献有机增长,第三季度招募了10亿美元资产 [10] 各个市场数据和关键指标变化 - 第三季度招募了120亿美元来自Bank of the West和Commerce Bank的资产 [11] - 公司宣布普rudential金融将在2024年下半年将其零售财富管理业务迁移到公司平台,预计将带来约6000万美元的EBITDA收益 [31] 公司战略和发展方向及行业竞争 - 公司继续投资于顾问价值主张,提升顾问体验,以帮助顾问在市场上差异化和获胜 [14][16] - 公司正在扩展和增强其服务组合,第三季度使用服务组合的顾问数量增加了26% [17] - 公司看好大型企业市场的机会,认为其行业领先的上岗体验和不断扩大的价值主张将使其成为该市场的有吸引力的替代方案 [11][12] 管理层对经营环境和未来前景的评论 - 公司在第三季度继续保持强劲的业务和财务业绩,对未来保持乐观,看好继续投资以服务顾问、增长业务和创造长期股东价值的机会 [40][21] - 公司认为行业对建议的需求持续增长,以及公司在独立顾问模式方面的市场领导地位和持续投资,将为其长期增长创造良好机会 [99][100] 问答环节重要的提问和回答 问题1 **Steven Chubak 提问** 询问公司第三季度11%的有机净新资产增长率在同行业中的表现,以及未来是否能够保持该水平 [45][46] **Dan Arnold 回答** 公司第三季度的有机增长得益于多个顾问和企业模式的多元化贡献,以及较低的流失率和强劲的新增顾问招募。公司相信其灵活的联盟模式、不断提升的能力以及简化的上岗流程,将有助于维持良好的可持续增长率 [46][47][48] 问题2 **Matt Audette 回答** 公司10月客户现金余额趋于稳定,有机增长保持良好。预计第四季度将出现季节性现金流入,但整体现金余额水平将继续下降 [49][50][51] 问题3 **Dan Arnold 回答** 公司认为即将出台的新的DOL防火墙规则的影响有限,因为公司此前已经为2016年规则做好了充分准备,并在Reg BI规则下进行了创新。公司认为Reg BI已经建立了更高的行业标准,新规则不太可能带来重大变化 [118][119][120][121][122]

LPL FINANCIAL HOLDINGS INC. Q3 2023 INVESTOR PRESENTATION October 26, 2023 ...