CLEVELAND, May 23, 2024 /PRNewswire/ -- KeyBank (NYSE:KEY) has earned 17th place on the 2024 Fair360 "Top 50 Companies for Diversity" list (formerly known as DiversityInc), improving 5 spots from #22 in 2023. This year's recognition marks the 15th time Key has been named a Top 50 Company for Diversity. "At KeyBank, we are committed to supporting diversity, equity, and inclusion, both within our organization and in the communities we serve," said Chris Gorman, Chairman and CEO, KeyCorp. "I am incredibly prou ...

NEW YORK, May 20, 2024 /PRNewswire/ -- WHY: Rosen Law Firm, a global investor rights law firm, reminds purchasers of securities of HireRight Holdings Corporation (NYSE: HRT) pursuant and/or traceable to the registration statement and prospectus (collectively, the "Offering Documents") issued in connection with HireRight's October 2021 initial public offering (the "IPO"), of the important June 3, 2024 lead plaintiff deadline. SO WHAT: If you purchased HireRight securities you may be entitled to compensation ...

NEW YORK, May 18, 2024 /PRNewswire/ -- WHY: Rosen Law Firm, a global investor rights law firm, continues to investigate potential securities claims on behalf of shareholders of Masimo Corporation (NASDAQ: MASI) resulting from allegations that Masimo may have issued materially misleading business information to the investing public. SO WHAT: If you purchased Masimo securities you may be entitled to compensation without payment of any out of pocket fees or costs through a contingency fee arrangement. The Rose ...

NEW YORK, May 15, 2024 /PRNewswire/ -- WHY: Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of AXT, Inc. (NASDAQ: AXTI) between March 24, 2021 and April 3, 2024, both dates inclusive (the "Class Period"), of the important July 5, 2024 lead plaintiff deadline in the securities class action first filed by the Firm. SO WHAT: If you purchased AXT securities during the Class Period you may be entitled to compensation without payment of any out of pocket fees or costs throu ...

公司概况 - TOP Financial Group Limited是一家总部位于香港的在线券商公司，专门从事本地和外国股票、期货、期权产品以及其他金融服务的交易[1] - 公司与某投资者达成了购买和出售200万普通股的协议，同时附带购买高达200万普通股的认股权证，每股价格为2.50美元，预计总募集资金约为500万美元[1] 交易详情 - 这次交易将通过有效的F-3表格（文件编号333-273066）进行，由Univest Securities, LLC作为唯一的配售代理[2] 监管牌照 - 公司的经营子公司持有证券及期货事务监察委员会（HKSFC）颁发的牌照，可以在香港从事证券交易、期货合同交易等受监管活动[5] 前瞻性声明 - 公司发布的前瞻性声明包括计划、目标、策略、未来事件或绩效等内容，不仅仅是历史事实的陈述，存在风险和不确定性，可能导致实际结果与公司在前瞻性声明中讨论的期望有所不同[6]

Top Financial (NASDAQ: TOP) stock price went parabolic on Friday as American equities continued their bull run. Shares of the meme stock soared to a high of $7.75, its highest point since July 2023. It then pulled back and closed at $5.50, which was 100% above its lowest point this month, making it one of the top-performing companies. Its market cap has surged to over $188 million. TOP’s volume jumped Copy link to section Top Financial’s surge was accompanied by strong volumes. Data compiled by Yahoo Financ ...

公司治理及监管合规 - 公司拥有多个子公司，包括在英属维尔京群岛和香港注册的公司[13][14][15][16][17][18][19][20][21][22][23][24][25][26][27] - 子公司之间可以通过内部贷款或资本注入进行资金转移[30][31][32][40] - 子公司曾向母公司支付股息，其中包括在2020年3月和11月向母公司支付的股息[34][35][36] - 公司目前没有计划在可预见的未来支付股息[39] - 公司的资产主要位于美国以外，可能会影响美国法院对公司的判决执行[43][44][45][46] - 美国通过HFCA法案，要求SEC对未经PCAOB检查的公司进行交易禁令[47] - 美国参议院通过加速HFCA法案，要求SEC对审计师连续两年未接受PCAOB检查的公司进行交易禁令[49] - SEC发布修订规则，要求注册公司提交HFCA法案规定的披露要求[50] - PCAOB与中国证监会和财政部签署协议，确保对总部位于中国大陆和香港的审计公司进行完整检查[52] - 公司目前的审计公司YCM CPA Inc.受PCAOB检查，但前任审计公司Friedman LLP已于2022年撤销PCAOB注册[53] - 香港证监会要求ZYSL和ZYCL获得必要许可证，目前持有多种证券和期货合约交易许可证[54] - 公司持有多种证券和期货合约咨询许可证，需遵守HKSFC的监管规定[55] - 中国政府加强监管措施，包括打击证券市场非法活动、加强对境外上市公司的监督等[57] - 中国通过数据安全法和个人信息保护法，规定数据处理需合法进行，加强数据安全保护[58][60] - CSRC发布海外证券发行和上市的试行管理办法，要求国内公司在提交首次公开募股或上市申请后三个工作日内完成备案手续[63] 风险提示 - 公司的普通股可能会因为《持有外国公司问责法案》而被禁止在国家交易所上市，如果审计委员会在2021年开始的两年内无法检查我们的审计师，可能会导致普通股被摘牌，从而对投资价值产生重大不利影响[78] - 公司的普通股交易价格可能会波动，可能导致投资者遭受重大损失，这种波动可能与实际或预期的运营绩效和财务状况无关，使得潜在投资者难以评估普通股的快速变化价值[79] - 公司的经营子公司与一些已建立的竞争对手相比具有相对较短的经营历史，面临着快速发展市场中的重大风险和挑战，这使得难以有效评估公司未来前景[81] 法律及合规风险 - 公司目前不认为需要从中国证监会获得许可或完成任何备案[107] - 中国政府可能会加强对海外发行和外国投资的监管[108] - 中国政府可能会限制或完全阻止香港公司向投资者提供普通股[109] - 中国政府可能会对海外发行和外国投资加强监管[110] - 香港法律体系存在不确定性，可能限制对公司的法律保护[111] - 香港监管要求在超过一定门槛的股份转让前获得事先批准[113] 公司治理及股东结构 - 公司的主要股东中洋控股（BVI）有限公司持有公司总已发行股份的85.70%，对公司的重要事项具有重大影响力[188] 经营风险 - 公司的收入和利润波动较大，可能会导致普通股价格的波动[197] - 公司的收入主要来自于在平台上交易期货的客户所支付的经纪费，因此公司的收入受到客户期货交易量和收取的佣金率的影响[198]

Exhibit 99.1 Top Financial Group Limited Reports Financial Year Results Ended March 31, 2023 Hong Kong China, June 30, 2023 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (the "Company") (NASDAQ: TOP), a fast-growing online brokerage firm located in Hong Kong specializing in the trading of local and foreign equities, futures, options products and other financial services, today reported its financial results for the fiscal year ended March 31, 2023. Fiscal year 2023 highlights: - Revenues generated from pr ...