公司成立与合并协议 - [公司于2020年11月5日在特拉华州法律下成立，目的是与一个或多个企业进行合并、资本股票交换、资产收购、股票购买、重组或其他类似的商业合并[144]] - [2024年1月3日，ROCL（收购方）签订了一份商业合并协议，涉及Acquiror、Merger Sub和NEH[152]] - [合并中，NEH普通股股东将根据净债务情况获得总计900万股Acquiror普通股（NEH Merger Shares），假设净债务为3730万美元，净债务每低于此值1美元，NEH Merger Shares增加0.1股，每高于此值1美元则减少0.1股[153]] - [NEH普通股股东在特定条件下还有权获得总计100万股的额外股份（Earnout Shares）[154]] - [合并协议包含各方的陈述、保证和契约，包括业务经营、文件准备和提交、合规申报以及财务报表更新等方面[155][156]] - [合并协议包含相互排他性条款，禁止各方及其代表和子公司寻求、参与替代交易或签订相关合同[157]] - [交易完成需满足各方条件，包括股东批准、无法律限制、完成必要申报、股票上市、文件生效以及有足够现金等[160]] - [收购方和NEH分别有各自的成交条件，如无重大不利影响、筹集资金、债务转换等[161]] - [合并协议在某些情况下可终止，终止后各方责任有限[162]] - [合并后，NEH的执行管理层预计将担任Acquiror的执行管理层，Acquiror董事会将由五名成员组成，其中一名由Acquiror当前董事会指定[164]] 财务状况 - [截至2024年9月30日的三个月，净亏损195,976美元，包括运营成本368,098美元和所得税准备金59,527美元，由信托账户中持有的有价证券利息收入229,375美元和其他利息收入2,274美元抵消[192]] - [截至2024年9月30日的九个月，净亏损1,036,605美元，包括运营成本1,540,761美元、利息和罚款463美元以及所得税准备金174,717美元，由信托账户中持有的有价证券利息收入677,062美元和其他利息收入2,274美元抵消[193]] - [2023年12月3日完成首次公开募股，发行11,500,000个单位，包括承销商全额行使超额配售选择权的1,500,000个单位，单价10美元，总收益115,000,000美元，同时向初始股东私募出售461,500个单位，单价10美元，收益4,615,000美元[196]] - [首次公开募股后，包括承销商全额行使超额配售选择权和私募单位出售，共116,725,000美元存入美国信托账户，产生1,625,220美元交易成本，包括1,150,000美元承销费和475,220美元其他发行成本[198]] - [2024年前9个月经营活动使用现金921,973美元，净亏损1,036,605美元[199]] - [2023年前9个月经营活动使用现金1,800,678美元，净收入156,857美元[200]] - [2024年9月30日信托账户持有现金和有价证券17,928,070美元[201]] - [2024年9月30日信托账户外持有现金6,620美元[202]] - [2024年9月30日有1,287,944美元的营运资金贷款未偿还[204]] 其他事项 - [若2024年12月3日前未完成首次业务合并将强制清算和解散[207]] - [无表外安排、长期债务、资本租赁义务、经营租赁义务或长期负债（除营运资金贷款外）[208][209]] - [披露控制和程序在2024年9月30日被评估为有效[216]] - [2024年第三季度财务报告内部控制无重大变化[218]]

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) Delaware 86-1229207 (State or other j ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdictio ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) | --- | --- | |------------------------------ ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) Delaware other | --- | --- | |----------------|--- ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incor ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) | --- | --- | |--------------------- ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41105 ROTH CH ACQUISITION V CO. (Exact name of registrant as specified in its charter) Delaware 86-1229207 (State ...